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Hastings Constitutional Law Quarterly
Spring 2000
*511
THE EVOLVING POLICE POWER:
SOME OBSERVATIONS FOR A NEW CENTURY
Glenn H. Reynolds [FNa1],
David B. Kopel
[FNaa1]
Copyright © 2000 Hastings College of the Law; Glenn H. Reynolds, David
B. Kopel
The conventional wisdom about the scope of state police powers goes like this:
in the early days of the Republic, state regulation was limited by the common
law principle of sic utere tuo ut alienum non laedas (you should use what is
yours so as not to harm what is others'), implying that legitimate regulation
existed only to prevent concrete harm to specified interests. Sometime around
the (previous) turn of the century, the story continues, the principle changed
from the old sic utere to the new principle of salus populi est
suprema lex (the good of the public is the supreme law), suggesting that states
could regulate as they chose so long as they claimed to be working to promote
the public safety, welfare, or morality.
Like all such conventional wisdom, this approach is somewhat simplistic. [FN1]
But it captures a large grain of truth. The range of activity that courts, and
legal scholars, view as within the scope of legitimate regulation is
considerably larger than it was previously. In 1886, for example, influential
legal commentator Christopher Tiedeman wrote:
This police power of the State extends to the protection of the lives, limbs,
health, comfort and quiet of all persons, and the protection of all property
within the State. According to the maxim, sic utere tuo, ut alienum non laedas,
it being of universal application, it must of course be within the range of
legislative action to define the mode and manner in which every one may so use
his own as not to injure others. Any law which goes *512
beyond that principle, which undertakes to abolish rights, the exercise of
which does not involve an infringement of the rights of others, or to limit the
exercise of rights beyond what is necessary to provide for the public welfare
and the general security, cannot be included in the police power of the
government. It is a governmental usurpation, and violates the principles of
abstract justice, as they have been developed under our republican institutions.
[FN2]
By 1904, on the other hand, Ernst Freund could write, with
some measure of plausibility:
But no community confines its care of the public welfare to the enforcement of
the principles of the common law. The state places its corporate and proprietary
resources at the disposal of the public by the establishment of improvements and
services of different kinds; and it exercises its compulsory powers for the
prevention and anticipation of wrong by narrowing common law rights through
conventional restraints and positive regulations which are not confined to the
prohibition of wrongful acts. It is this latter kind of state control which
constitutes the essence of the police power. The maxim of this power is that
every individual must submit to such restraints in the exercise of his liberty
or of his rights of property as may be required to remove or reduce the danger
of the abuse of these rights on the part of those who are unskillful, careless,
or unscrupulous. [FN3]
In short, then, the traditional view, espoused by Tiedman, was that state power
could legitimately be employed to protect individuals from direct harm; the
newer view, represented by Freund, was that the state could regulate even to
prevent harms that might not occur, or that might not have been considered harms
at all by the common law.
For some time, it appeared that Freund's view had won the day, with broad
consensus that legislatures could regulate practically anything so long as they were
doing so in the public interest. [FN4]
Nor was the question of whether legislation was really salus populi something
the courts would review: as Justice Douglas famously remarked in Berman v.
Parker, when the legislature has spoken, the *513
public interest has been declared in terms well-nigh conclusive. [FN5]
By the 1980s, in fact, we were arguing over Robert Bork's view that majorities
can legitimately do anything not explicitly prohibited by the Constitution:
outlaw birth control, for example, based solely on the fact that some people do
not like the idea of others having sex for fun. [FN6]
Bork's view was essentially the same as the Blackstonian view that nineteenth-
century Americans thought had been repudiated by the American Revolution:
"[T] he king is, and ought to be, absolute; that is, so far absolute that
there is no legal authority that can either delay or resist him . . . unless
where the constitution hath expressly, or by evident consequence, laid down some
exception or boundary; declaring, that thus far the prerogative shall go and no
farther." [FN7]
But a curious thing has happened. Just as the expansive view of state power
seemed to have won, cracks began to appear. As we will demonstrate in the next
few pages, courts are now, pace Robert Bork, circumscribing the legitimate
sphere of state authority in ways that seem more consistent with a sic utere
than a salus populi approach. This not only has obvious implications for the
jurisprudence of state police powers, a subject considered dead for most of this
century, but also raises some broader questions about the evolution of legal
doctrine in general. We will explore both points.
I. Rights and Power
The salus populi
principle that the
legislature can do anything it *514
wants, unless expressly forbidden by the Constitution, has always rested
upon a somewhat shaky foundation. For a nation founded on the notion that the
Constitution is the supreme law, binding even legislatures, the claim that the
public good--as determined by the legislature--is in fact the Supreme Law raises
troubling questions. Certainly it is a view that the Framers would have regarded
as controversial. In the words of Justice Joseph Story:
Whether, indeed, independently of the constitution of the United States, the
nature of republican and free governments does not necessarily impose some
restraints upon the legislative power, has been much discussed. It seems to be
the general opinion, fortified by a strong current of judicial opinion, that
since the American revolution no state government can be presumed to possess the
trancendental sovereignty to take away vested rights of property; to take the
property of A and transfer it to B by a mere legislative act. A government can
scarcely be deemed to be free, where the rights of property are left solely
dependent upon a legislative body, without any restraint. The fundamental maxims
of a free government seem to require, that the rights of
personal liberty, and private property should be held sacred. At least, no court
of justice, in this country, would be warranted in assuming, that any state
legislature possessed a power to violate and disregard them; or that such a
power, so repugnant to the common principles of justice and civil liberty,
lurked under any general grant of legislative authority, or ought to be implied
from any general expression of the will of the people, in the usual forms of the
constitutional delegation of power. The people ought not to be presumed to part
with rights, so vital to their security and well-being, without very strong, and
positive declarations to that effect. [FN8]
In other words, courts should not sit idly by when the legislature takes
property from A to give it to B. Rather than asking "Does the Constitution
expressly forbid such an act?" the courts, according to Justice Story,
should ask, "Does the Constitution expressly allow such an act which is
contrary to common law principles?"
Justice Story, of course, was the most important "pro-government"
judge and legal scholar of the first half of the nineteenth century, and his
Supreme Court decisions created the foundations of constitutional federalism as
we know it. To the legal mind who did more than any other to augment government
power in the early *515
republic, it was obvious that courts could not defer to legislative
judgments that the "public good" required taking A's property to give
to B.
Nor was Story the only figure in early American constitutional law to take this
view. In a famous opinion in Calder v. Bull, the staunch Federalist Justice
Salmon Chase made the same point:
I cannot subscribe to the omnipotence of a state Legislature, or that it is
absolute and without control; although its authority should not be expressly
restrained by the constitution, or fundamental law of the state. The people of
the United States erected their constitutions or forms of government, to
establish justice, to promote the general welfare, to secure the blessings of
liberty, and to protect their persons and property from violence. The purposes
for which men enter into society will determine the nature and terms of the
social compact; and as they are the foundation of the legislative power, they
will decide what are the proper objects of it. The nature, and ends of
legislative power will limit the exercise of it. This fundamental principle
flows from the very nature of our free Republican governments, that no man
should be compelled to do what the laws do not require; nor to refrain from acts
which the laws permit. There are acts which the federal, or state legislature
cannot do, without exceeding their authority. There are certain vital principles
in our free republican governments, which will determine and overrule an
apparent and flagrant abuse of legislative power; as to authorize manifest
injustice by positive law; or to take away that security for personal
liberty, or private property, for the protection whereof the government was
established. An act of the legislature (for I cannot call it a law), contrary to
the great first principles of the social compact, cannot be considered a
rightful exercise of legislative authority. The obligation of a law in
governments established on express compact, and on republican principles, must
be determined by the nature of the power, on which it is founded. [FN9]
Chase's colleague, Justice James Iredell, agreed that legislative powers are
necessarily finite, and subject to judicial review:
If, then, a government, composed of legislative, executive and judicial
departments, were established, by a constitution which imposed no limits on the
legislative power, the consequence would inevitably be, that whatever the
legislative power chose to enact, would be lawfully enacted, and the judicial
power, could never interpose to pronounce it void. It is true, that some
speculative jurists have held, that a legislative act against natural justice
must, in itself, be void; but I cannot think that, under such a government any
court of justice would possess a *516
power to declare it so . . . .
In order, therefore, to guard against so great an evil, it has been the policy
of all the American states, which have, individually, framed their state
constitutions, since the revolution, and of the people of the United States,
when they framed the federal constitution, to define with precision the objects of
the legislative power, and to restrain its exercise within marked and settled
boundaries . . . . There are then two lights, in which the subject can be
viewed. 1st. If the legislature pursue the authority delegated to them, their
acts are valid. 2d. If they transgress the boundaries of that authority, their
acts are invalid. [FN10]
Or, as Iredell had said earlier, before joining the Court, a constitution is
"a declaration of particular powers by the people to their representatives,
for particular purposes. It may be considered as a great power of attorney,
under which no power can be exercised but what is expressly given." [FN11]
Future Justice Oliver Wendell Holmes, in his first major legal work--an
annotated version of Chancellor Kent's Commentaries wrote:
[A]cts which can only be justified on the ground that they are police
regulations, must be so clearly necessary to the safety, comfort, or well- being
of society, or so imperatively required by public necessity, that they must be
taken to be impliedly excepted from the words of the constitutional prohibition.
[FN12]
Thomas Cooley, the leading constitutional scholar of the second half of the
nineteenth century, explained "the principles . . . which have been
settled," [FN13] regarding the
police power: The police power allowed government to establish rules of good
conduct and good neighborhood which are calculated to prevent a conflict of
rights and to insure to each the uninterrupted enjoyment of
corresponding enjoyment by others. [FN14]
In other words, sic utere.
And although "These rules seldom raise any question of constitutional
authority, it is possible for them to be pushed to an extreme that shall deny
just liberty." [FN15] Cooley
then listed a wide *517
variety of regulations (regarding divorce, employment, and other topics)
that were legitimate under the police power, but he also pointed to laws that
had been held to be void because they were not a proper exercise of the police
power. [FN16] (Rather than being
voided because the laws violated some positive, enumerated constitutional
right.)
Notably, even Ernst Freund, the expositor of the broad police power theory that
dominated legal thought in the twentieth century, emphasized that judicial
review was still essential:
Effective judicial limitations on the police power would be impossible, if the
legislature were the sole judge of the necessity of the measures it enacted . .
. [T]he maintenance of private rights under the requirements of the public
welfare is a question of proportionateness of measures entirely. Liberty and
property yield to the police power, but not to the point of destruction . . . .
The question of reasonableness usually resolves itself into this: is regulation
carried to the point where it becomes prohibition, destruction, or confiscation?
[FN17]
For example, Freund pointed out that laws regulating the
disposal of dead bodies were easily justified as safety and health measures.
Yet:
Probably the courts would control legislative discretion were it exercised in an
unreasonable manner. Thus, a legislative prohibition of cremation on the ground
that it is contrary to good morals, would not be likely to be acquiesced in by
the courts; and as a measure to prevent the concealment of crime, it *518
might be held to go beyond the reasonable requirements of that purpose. [FN18]
Freund recognized that the police power over health and safety could be invoked
for almost any possible law. Therefore, courts had to make their own
determination if the law in question was in fact a proper use of the police
power:
Yet if the passage of a statute were conclusive evidence of the existence of the
danger and if the necessity of the remedy, the power of the legislature in the
most important field of the police power would be practically unrestricted.
Whatever may have been or may be in some cases now, the profession of the courts
as to deference to the judgment of the legislature and unquestioning confidence
in its good faith, yet as a matter of fact courts do not surrender their control
as to the necessity or appropriateness of a safety or health measure. It is been
said that "it is for the legislature to determine the exigency (that is,
the occasion) for the exercise of the power, but it is
clearly within the jurisdiction of the courts to determine what are the subjects
upon which the power is to be exercised and the reasonableness of that
exercise." [FN19]
Freund's lengthy treatise, while containing many, many examples of laws which
were upheld (properly, in Freund's view) also describes many cases for which
Freund applauded the courts for striking "unreasonable" legislation.
Though Freund started from the premise that the police power authorized an
extremely wide variety of reasonable legislation, even Freund recognized that
the power was finite:
[I]t would be unwarranted to conclude that this power can always be set in
motion, simply to subserve the convenience of the public. It would be a novel
doctrine to assert that the state could describe what kinds of goods a dry goods
merchant shall keep, how many salesmen he shall employ, how the goods shall be
exhibited to buyers, or how long his store shall be kept open. The public
interest of convenience is not as urgent as that of health or safety, and hence
does not justify similar interference with private rights. [FN20]
Such views do not prove, of course, that the sic utere approach, in which
legitimate legislation and regulation is limited to the protection of existing
rights from invasion, is the only justification for state *519
authority. Besides the police power, governments had their tax power, their
war power, and so on. [FN21]
The limitations on the police power do, however, cast considerable doubt on the
correctness of the conventional-wisdom interpretation of salus populi, in which
legislatures are empowered to regulate for the good of the community, and (short
of direct collision with explicit constitutional prohibitions) only legislatures
have the authority to decide whether that is what they are doing. [FN22]
As we have just demonstrated, the notion that the government can rob A for B's
benefit, and conclusively pronounce the robbery to be "for the public
good" and therefore beyond judicial review is not the dominant view of
nineteenth-century legal thought.
For if Justice Iredell's notion of a "great power of attorney" is to
mean anything, it must mean that the power exists only where exercised for
appropriate ends. [FN23] And who
normally determines whether a power of attorney has been exceeded? The courts,
of course. One might expect, under this theory, to see courts examining a
particular legislative enactment by weighing its purposes against the legitimate
ends of government (as established, perhaps, by the relevant federal and/or
state constitutions, and by what we know about what the Framers of both
documents considered to be the legitimate ends of government) and then upholding
or striking down the law based on whether it is consistent with those ends or
not.
II. The Modern Cases
Interestingly enough,
applying the sic utere principle seems to be what courts are doing today, in at
least a few categories of cases. *520
What is even more interesting is that the categories have to do with things
that--at least in the view of contemporary police power theorists like Bork--should
be well within the power of states to regulate: things like sex, marriage,
procreation, and parenting. Yet the analysis in these cases seems more
consistent with the traditionalist approach than with that of modern state power
enthusiasts such as Bork. It would seem that twenty-first century advocates of
civil liberty are rediscovering their nineteenth-century roots.
A. Parenting and Procreation
Davis v. Davis [FN24] was a case of
first impression. The immediate question was what rights parents have to frozen
embryos. The case has been enormously influential, [FN25]
but its importance to our discussion stems more from its analysis than its
outcome.
One part of Davis' analysis dealt with the question of how much authority the
state could exercise to limit individuals' procreational autonomy. The answer
was, not much. According to the Tennessee Supreme Court, the Tennessee
Constitution, together with the "fundamental maxims of a free
government," [FN26] prohibits
the passage of laws that are oppressive or interfere with liberty.
The Court continued:
Indeed, the notion of individual liberty is so deeply embedded in the Tennessee
Constitution that it, alone among American constitutions, gives the people, in
the face of governmental oppression and interference with liberty, the right to
resist that oppression even to the extent of overthrowing the government. The
relevant provisions establishing this distinctive political autonomy appear in
the first two sections of Article I of the Tennessee Constitution, its
Declaration of Rights:
Section 1. All power inherent in the people--Government under their control.
That all power is inherent in the people, and all free governments are founded
on their authority, and instituted for their peace, safety, and happiness; for
the advancement of those ends they have at all times, an inalienable and *521
indefeasible right to alter, reform, or abolish the government in such
manner as they may think proper.
Section 2. Doctrine of nonresistance condemned.
That government being instituted for the common benefit, the doctrine of non-
resistance against arbitrary power and oppression is absurd, slavish, and
destructive of the good and happiness of mankind. [FN27]
Obviously, the drafters of the Tennessee Constitution of 1796 could not have
anticipated the need to construe the liberty clauses of that document in terms of
the choices flowing from in vitro fertilization procedures. But there can be
little doubt that they foresaw the need to protect individuals from unwarranted
governmental intrusion into matters such as the one now before us, involving
intimate questions of personal and family concern. [FN28]
This passage is striking. The court draws on the first principles of limited
government--after all, a state constitution that grants the right to revolt
against arbitrary and oppressive power can hardly be construed to grant such
power to the government it establishes--as a source of protection for individual
rights, despite the absence of any direct textual warrant. Though this opinion
is steeped in "original intent," it is a far cry from the
majoritarianism that Robert Bork, and many scholars on the Left routinely
champion. It also seems quite inconsistent with the notion that salus populi est
suprema lex. In the Davis court's approach, the sphere of government is not
unlimited, nor are individual rights narrowly delimited islands of affirmative
textual protection in an otherwise boundless sea of governmental power. Rather,
governmental power is limited within a sea of *522
individual rights. It is worth noting, too, that this is a decision of a
conservative state court, not one noted for its expansiveness in the creation of
new rights.
Davis' progeny are similar in approach. Later cases such as
Hawk v. Hawk [FN29]
and In Re Askew [FN30] go well beyond
the right of procreational autonomy to recognize a right on
the part of parents to raise children as they see fit, subject to state
supervision only in cases where the parents are unfit and there is a risk of
substantial harm to the child. In Hawk, the court struck down a
reasonable-sounding statute that allowed grandparents visitation rights, on the
basis that the state is without power to intervene in parenting decisions where
there is not a significant risk of substantial harm to the child. [FN31]
As generally positive as grandparent visitation is, the court reasoned, the
state is without power to require it.
B. Sex
More dramatic than the parenting cases are those in which state sodomy laws have
been struck down. Again, the emphasis is on inherent limitations on state power
that appear inconsistent with a salus populi approach.
In Commonwealth v. Wasson, the court made an exhaustive inquiry into the power
of states to regulate homosexual sodomy. [FN32]
Rejecting the analysis of the United States Supreme Court in Bowers v. Hardwick,
[FN33] the Kentucky Supreme Court
began its analysis with Section Two of the Kentucky Bill of Rights, which
provides that "[a]bsolute and arbitrary power over the lives, liberty and
property of freemen exists nowhere in a republic, not even in the largest
majority." [FN34]
The purpose of this provision, the court stated, could be found in its legislative
history:
*523
The meaning of Sections One and Two as they apply to personal liberty is
found in the remarks of J. Proctor Knott of Marion County:
"Those who exercise that power in organized society with any claim of
justice, derive it from the people themselves. That with the whole of such power
residing in the people, the people as a body rest under the highest of all moral
obligations to protect each individual in the rights of life, liberty, and the
pursuit of happiness, provided that he shall in no wise injure his neighbor in
so doing." [FN35]
The Wasson court also quoted an earlier decision in which it had interpreted the
Kentucky right of privacy:
Man in his natural state has the right to do whatever he chooses and has the
power to do. When he becomes a member of organized society, under governmental
regulation, he surrenders, of necessity, all of his natural right the exercise
of which is, or may be, injurious to his fellow citizens. This is the price that
he pays for governmental protection, but it is not within the competency of a
free government to invade the sanctity of the absolute rights of the citizen any
further than the direct protection of society requires . . . . It is not within
the competency of government to invade the privacy of a citizen's life and to
regulate his conduct in matters in which he alone is concerned, or to prohibit
him any liberty the exercise of which will not directly
injure society.
[L]et a man therefore be ever so abandoned in his principles, or vicious in his
practice, provided he keeps his wickedness to himself, and does not offend
against the rules of public decency, he is out of the reach of human laws . . .
.
The theory of our government is to allow the largest liberty to the individual
commensurate with the public safety, or as it has been otherwise expressed, that
government is best which governs least. Under our institutions there is no room
for that inquisitorial and protective spirit which seeks to regulate the conduct
of men in matters in themselves indifferent, and to make them conform to a
standard, not of their own choosing, but the choosing of the lawgiver. . . .
. . ..
[W]e are of the opinion that it never has been within the competency of the
Legislature to so restrict the liberty of this citizen, and certainly not since
the adoption of the present [1891] Constitution. The Bill of Rights, which
declares that among the inalienable rights possessed by the citizens is that of
seeking and pursuing their safety and happiness, and that the absolute and
arbitrary power over the lives, liberty, and *524
property of freemen exists nowhere in a republic, not even in the largest
majority, would be but an empty sound if the Legislature could prohibit the
citizen the right of owning or drinking liquor, when in so
doing he did not offend the laws of decency by being intoxicated in public. [FN36]
This lengthy quotation from
Campbell seems to be the core basis of the Wasson
opinion. As the Wasson court notes, "At the time Campbell was decided, the
use of alcohol was as much an incendiary moral issue as deviate sexual behavior
in private between consenting adults is today." [FN37]
But, said the Kentucky Supreme Court,
The usual justification for laws against such conduct is that, even though it
does not injure any identifiable victim, it contributes to moral deterioration
of society. One need not endorse wholesale repeal of all "victimless"
crimes in order to recognize that legislating penal sanctions solely to maintain
widely held concepts of morality and aesthetics is a costly enterprise. It
sacrifices personal liberty, not because the actor's conduct results in harm to
another citizen but only because it is inconsistent with the majoritarian notion
of acceptable behavior. [FN38]
. . . .
The Commonwealth has tried hard to demonstrate a legitimate governmental
interest justifying a distinction, but has failed. . . . In the final analysis
we can attribute no legislative purpose to this statute except to single out
homosexuals for different treatment for indulging their sexual preference by
engaging in the same activity heterosexuals are now at liberty to perform
. . . . [FN39]
. . . .
. . . Simply because the majority, speaking through the General Assembly, finds
one type of extramarital intercourse more offensive than another, does not
provide a rational basis for criminalizing the sexual preference of homosexuals.
[FN40]
One could hardly imagine a more devastating reply to the notion of generally
unlimited legislative power than this one. Nor is the Kentucky Supreme Court
alone in this regard. Many other state courts, in striking down sodomy laws
under their state constitutions, *525
have set a similar tone.
In Commonwealth v. Bonadio, the Pennsylvania Supreme Court took a similar line
in striking down that state's sodomy law:
With respect to regulation of morals, the police power should properly be
exercised to protect each individual's right to be free from interference in
defining and pursuing his own morality but not to enforce a majority morality on
persons whose conduct does not harm others. Many issues that are considered to
be matters of morals are subject to debate, and no sufficient state interest
justifies legislation of norms simply because a particular belief is followed by
a number of people, or even a majority. Indeed, what is considered to be
"moral" changes with the times and is independent upon societal
background. Spiritual leadership, not the government, has the
responsibility
for striving to improve the morality of individuals. Enactment of the Voluntary
Deviate Sexual Intercourse Statute, despite the fact that it provides punishment
for what many believe to be abhorrent crimes against nature and perceived sins
against God, is not properly in the realm of the temporal police power.
[FN41]
Likewise, in Campbell v. Sundquist, a Tennessee appellate court struck down the
state's sodomy law on similar grounds. "Even," said the court,
"if we assume that the Homosexual Practices Act represents a moral choice
of the people of this State, we are unconvinced that the advancement of this
moral choice is so compelling as to justify the regulation of private,
noncommercial, sexual choices between consenting adults simply because those
adults happen to be of the same gender." [FN42]
The court went on to cite Wasson (which it characterized as holding "that
the will of the majority could not be imposed upon the minority absent some
showing of harmful consequences created by the actions of the minority")
and Bonadio (including a lengthy quotation that included the passage set out
above). [FN43] The Campbell court,
like the Tennessee Supreme Court in Davis v. Davis, also relied heavily on Article
I, Sections 1 and 2
of the Tennessee Constitution, which stress the proper ends of government
and the right of revolt against government that proves arbitrary and oppressive.
[FN44]
*526
Similarly, in the case of
Powell v. State, the Supreme Court of Georgia,
citing Wasson, Bonadio, and Campbell, struck down Georgia's sodomy law as
outside the police power. [FN45]
According to that court:
In [Pavesich v. New England Life Insurance] the Court found the right of privacy
to be "ancient law," with "its foundation in the instincts of
nature [,]" derived from "the Roman's conception of justice" and
natural law, making it immutable and absolute. The Court described the liberty
interest derived from natural law as "embrac[ing] the right of man to be
free in the enjoyment of the faculties with which he has been endowed by his
Creator, subject only to such restraints as are necessary for the common
good." "Liberty" includes "the right to live as one will, so
long as that will does not interfere with the rights of another or of the
public" . . . . Stated succinctly, the Court ringingly endorsed the
"right 'to be let alone' so long as [one] was not interfering with the
rights of other individuals or of the public." [FN46]
. . . .
"Police power" is the governing authority's ability to legislate for
the protection of the citizens' lives, health, and property, and to preserve
good order and public morals. . . . That the legislative body has determined
that it is properly exercising its police powers "is not final or
conclusive, but is subject to the supervision of the courts." Thus, the
suggestion that OCGA
§ 16-6-2 is a valid exercise of the police power requires us to consider
whether it benefits the public generally without unduly
oppressing the individual. Since, as determined earlier, the only possible
purpose for the statute is to regulate the private conduct of consenting adults,
the public gains no benefit, and the individual is unduly oppressed by the
invasion of the right to privacy. Consequently, we must conclude that the
legislation exceeds the permissible bound of the police power. [FN47]
A concurring opinion added:
The individual's right to freely exercise his or her liberty is not dependent
upon whether the majority believes such exercise to be moral, dishonorable, or
wrong. Simply because something is beyond the pale of "majoritarian
morality" does not place it beyond the scope of constitutional protection.
To allow the moral indignation of a majority (or, even worse, a loud and/or
radical minority) to justify criminalizing private consensual conduct would be a
strike against freedoms paid for and *527
preserved by our forefathers. Majority opinion should never dictate a free
society's willingness to battle for the protection of its citizens' liberties.
To allow such a thing would, in and of itself, be an immoral and insulting
affront to our constitutional democracy. [FN48]
C. Marriage
That such reasoning is not limited solely to matters involving sexual freedom is
demonstrated by the Vermont Supreme Court's decision in Baker v. State, [FN49]
in which Vermont's ban on homosexual marriages was struck down. We will not
discuss that opinion at length here, as it will no doubt receive more than
enough discussion from other quarters, and as some aspects of the opinion are
sui generis and furnish only limited authority where other states are concerned.
(Vermont, for example, explicitly permits adoptions by same-sex couples,
something that most states do not, and something that the Vermont Supreme Court
obviously found significant in its analysis.) [FN50]
Nonetheless, the core holding in Baker is consistent with the analysis above:
majority sentiment, however deeply held, does not constitute a legitimate basis
for a statute disadvantaging a minority in the absence of some empirical
evidence of harm to others. [FN51]
In this regard--its holding that legal restrictions and disadvantages are not
legitimate if they are merely what one might regard as "takings" of
liberty from one class of persons for the gratification or advancement of
another class of persons rather than the community as a whole [FN52]--Baker
is consistent with our analysis, *528
and perhaps foreshadows future decisions.
III. The Implications
A. What is the Proper Scope of the Police Power?
The principle established by these cases is
straightforward. State legislatures and local governments have a police power to
enact laws for the benefit of public safety, health, welfare, and even morality.
But those laws are subject to judicial review as to whether the legislation is
reasonably related to those purposes. And the purposes, while broad, are not
infinite. Even absent specific prohibitions (e.g., free speech), the legislature
is without power to regulate entirely private conduct that poses no risk of harm
to others. Majoritarian disapproval of the private conduct (Robert Bork's
"moral anguish") [FN53] is
not a cognizable form of "harm" for the purposes of this analysis. As
Joseph Story put it:
The fundamental maxims of a free government seem to require, that the rights of
personal liberty, and private property should be held sacred. At least, no court
of justice, in this country, would be warranted in assuming, that any state
legislature possessed a power to violate and disregard them; or that such a
power, so repugnant to the common principles of justice and civil liberty,
lurked under any general grant of legislative authority, or ought to be implied
from any general expression of the will of the people, in the usual forms of the
constitutional delegation of power. The people ought not to be presumed to part
with rights, so vital to their security and well-being, without very strong, and
positive declarations to that effect. [FN54]
Indeed, Story's language is even quoted in
Davis v. Davis. [FN55]
These cases are not the only examples of this kind of reasoning, but are
certainly strong evidence of a strain of thought not accounted for by the
Borkian view so common in recent decades. [FN56]
Furthermore, the cases come from states and courts generally regarded as
conservative, both in politics and in judicial philosophies. *529
And they are, in fact, conservative decisions far more consistent with the
views of the Framers and early commentators than are the views of many
self-described modern conservatives who espouse a doctrine of legislative
supremacy outside narrowly interpreted bill of rights protections.
Interestingly, these decisions are often rooted in rather mature sources: the
Wasson case cites an 1891 provision of the Kentucky constitution and a 1909 case
interpreting it; the Powell case cites a 1905 Georgia decision; and the
Campbell
case quotes a 1923 Tennessee case on the sanctity of the home.
Perhaps the renascence of this analysis represents the arrival of a new cycle in
constitutional philosophy. Certainly much scholarly literature in recent years
has suggested that such cycles are a natural and inevitable consequence of
common-law style adjudication. [FN57]
There is even reason to think that they may be beneficial, by reinvigorating
ossified political positions and reducing the ability of special interest groups
to block change. [FN58]
The next question is whether the reasoning in these cases will find application
outside the context of parenting, procreation, and sodomy laws. Certainly the
logic of these cases, that the police power may not be invoked simply for moral
disapproval of purely private conduct where there is no harm to third parties,
would seem applicable in all sorts of other contexts. One example being the home
cultivation of small quantities of marijuana for personal consumption. [FN59]
Another being laws against obscenity, where it is *530
viewed in one's own home and where no innocents are harmed in its production
or otherwise exposed to it. [FN60] Or
perhaps laws even against obesity and high-fat foods, currently foreshadowed by
legislative efforts to declare that an individual's fatness is a
"disease" that harms "public health." [FN61]
Certainly the general principle set out by Story et al. above would seem to
apply to all sorts of activities.
It should be emphasized that a proper judicial role in enforcing the limits of
the police power is not limited to "hot-button" issues of personal
autonomy such as raising children, consuming marijuana or high-fat food, or
having sex. Even in contexts for which the police power, generally speaking, is
unquestioned--such as fire protection--courts have stricken fire safety rules
after finding that rules in question do not actually contribute to public
safety, health, or welfare. [FN62]
These cases do not suggest that "morality" is never a legitimate basis
for exercise of the police power. In Samuel Williston's classic formulation, the
police power may be used for "safety, health, morals
and the general welfare of the public." [FN63]
For example, posting the Ten Commandments in a public park may be intended to
promote morality, but religious establishment concerns aside, it is not
necessarily inconsistent with proper use of the police power. [FN64]
Thus, conduct that might be outlawed in public spaces (to protect the morality
of "the public") cannot necessarily come within the scope of the
police power when the conduct takes place in a private home, from which
"the public" is excluded. Protecting public morality is not *531
synonymous with imposing criminal sanctions on private actions. [FN65]
B. Judicial Activism?
While more and more courts are taking their duty to police the boundaries of the
police power seriously, the fear of being charged with "judicial
activism" may steer some courts toward a narrow, positivistic
interpretation of rights against government (though seldom toward such a narrow
interpretation of government powers). Yet policing the boundaries of government
power, determining the extent of Justice Iredell's "great power of
attorney," is part of the judicial role. Ensuring that legislatures do not
overstep the bounds established for government power in "free and
republican" governments is not judicial activism, but judicial fidelity.
Finally, it is no objection to meaningful judicial review of the police power to
point out that courts will sometimes draw the line differently from where a
critic might have drawn it. Any form of judicial line-drawing--of the scope of
the First Amendment, or of the Interstate Commerce Clause, or of common law
concepts such as "duress" or "detrimental reliance"
necessarily involves human judgment in which judges may differ. This article's
recitation of the various nineteenth and twentieth century cases imposing limits
on the police power does not mean that we think every listed case was correctly
decided. [FN66] The point of this
article is not to specify what judges should decide about the exact limits of
the police power; the point is that judges, quite properly, are once again
recognizing that there are limits.
Almost any time that courts perform their duty of judicial review-- especially
in a context that requires judgment rather than mechanically following a
statute--allegations are raised that judges are using judicial review as a
pretext for imposing their own policy preferences. While the risks of judicial
policy-making cannot be eliminated, there is no reason why judicial review of
the exercise of the police power should be avoided, any more than judicial
review of any other common law principle. Proper use of the traditional police *532
power standards, in fact, helps guide judges so as to avoid inserting
personal preferences, as illustrated in State v. Brenan, a recent Louisiana
case. [FN67]
In Brenan, the state legislature had completely barred the sale of "obscene
devices" for "genital stimulation"
(vibrators, dildos, and the like). [FN68]
The state's asserted interest was preventing the sale of these products to
minors, and preventing non-consenting adults from being offended by seeing the
devices on sale. [FN69] Without
needing to reach privacy issues, a three-judge panel of the Louisiana Court of
Appeals unanimously declared the statute void. [FN70]
The opinion explained that the police power includes "only those laws which
are reasonably related to the promotion of a public good such as health, safety,
or welfare." [FN71] Protection
of minors and non- consenting adults was a public good, the court explained, but
a complete prohibition on sales was not "reasonable." [FN72]
Minors could be protected by a law requiring proof of age to buy the products,
and non-consenting adults could be protected by laws regulating the display of
the products. [FN73] Hence, the
complete ban on sales was not a proper exercise of the police powers. [FN74]
Robert Bork often criticizes judges who hand down such decisions as being
libertines who are imposing their own values on more conservative communities.
Not so in the Brenan case; two of the three judges added a special concurring
opinion whose first paragraph stated, "We personally find the items seized
to be shameful, reprehensible, and disgusting." [FN75]
But because the statute exceeded the police power, it was void.
These cases also illustrate an important way in which state constitutions matter.
The national focus of legal education and scholarship tends to center our
attention on the federal Constitution, sometimes to the point that we forget
that it is only one of fifty-one constitutions in the United States. We are used
to thinking of the states as laboratories for policy experimentation but less
commonly as laboratories for constitutional experimentation. Of course, they are
*533
both.
C. The Police Power's Intersection with Federal Constitutional Adjudication
Thus far, our discussion has dealt entirely with state court cases. This is
because state governments have a police power, and the federal government does
not. Indeed, the first case on congressional powers in most modern
constitutional law textbooks is the leading case that explicitly affirms that
congressional authority "[t]o regulate Commerce . . . among the several
States, and with the Indian Tribes" is not equivalent to a police power. [FN76]
Nevertheless, the intellectual currents moving through the state courts are also
visible in the U.S. Supreme Court. First of all, the Court has firmly rejected
the notion that the federal legislature has the final power to judge the
legality of the exercise of the federal legislature's powers. [FN77]
Second, even with regard to state legislation, the Court is making it clear that
legislative powers are finite. Instead of saying that a particular act of a
state government "exceeds the police power," the Court finds that the
particular act fails the Fourteenth Amendment's "rational basis" test.
Rejecting the view that any possible justification for a law is sufficient for a
"rational basis" to exist, the Court has used "rational
basis" with bite to strike down zoning law, state residency law, and
anti-gay rights law. [FN78] That the
Court says "Fourteenth Amendment limits" instead of "police power
limits" does not really change the underlying process of judicial review,
for "[t]he textual *534
pegs in the Fourteenth Amendment . . . did not create the prohibition on
class legislation; rather, they merely reflected the scope of the police
power[.]" [FN79]
Perhaps the renascence of police power jurisprudence in the state courts will
help the United States Supreme Court give meaningful content to the Federal
Constitution's Privileges and Immunities Clause, which the Court has recently
rediscovered. [FN80] Given that that
clause is binding on both the states and the Federal government, state courts
might play an important role in fleshing out its meaning by asking whether
particular government actions fall within the legitimate sphere of state power.
That is, does an action have the role of protecting third parties from harm, or
is it rather intended to exert "that inquisitorial and protective spirit
which seeks to regulate the conduct of men in matters in themselves indifferent,
and to make them conform to a standard, not of their own choosing, but the
choosing of the lawgiver?" [FN81]
Finally, it should be noted judicial recognition that the police *535
power is not infinite helps protect a variety of federal and state
constitutional rights. The 1990s cases obviously have important implications for
privacy and associational rights, and (derivatively) for protection from
searches and seizures in homes and other personal spaces. And as Richard Epstein
points out, a police power that is allowed to grow out of control quickly turns
into a way for the government to evade the Fifth Amendment's Takings Clause. [FN82]
Conclusion
In several recent decisions such as
United States v.
Lopez, Seminole Tribe, Printz, and City of Boerne v. Flores, the United States
Supreme Court has begun to emphasize the importance of limited government at the
federal level. The cases we have discussed here likewise appear to represent the
beginnings of the rediscovery of limited government at the state level.
In a way, this should come as no surprise. The Framers, after all, show no signs
of having been enthusiasts for unlimited government at any level. As Dan Farber
has pointed out:
Although the boundaries of that common understanding may be unclear, it does
seem reasonable to assume that the framers took for granted the concept of
limited government. In giving the federal government the power to govern the
District of Columbia, for example, the framers probably did not believe that
they were granting despotic authority over the residents (even though the Bill
of Rights did not yet exist). Rather, they probably had in mind commonly
accepted limitations on government. [FN83]
Such limitations, courts appear to be rediscovering, are implied in the grant of
governmental power contained in both state and federal constitutions. [FN84]
The implication isn't new--it was regarded as uncontroversial by Justices as
divergent in views as Story, Iredell, and Chase almost two centuries ago--but
its rediscovery is.
This rediscovery has important consequences for the affirmative statements of
rights contained in both federal and state constitutions as well. In the absence
of general limitations on government power, courts confronted with unjust laws
have been forced either to contort *536
affirmative rights protections to allow such laws to be struck down, or to
allow manifestly unjust laws to stand because they could not find a way to bring
them within the ambit of affirmative rights. The result has been a jurisprudence
of rights that is both overexpansive and confused, because it attempts to
compensate for a jurisprudence of government power that is itself overexpansive
and confused.
Focusing on the legitimacy of government power--whether a particular power
claimed by the government can properly be considered part of Iredell's
"great power of attorney," or Story's
"general delegation"--avoids many of these problems. As the cases
discussed in this essay illustrate, it will seldom be difficult for courts to
identify laws that are passed for improper reasons. Measuring the fit between a
statute and "legitimate governmental purposes" is likely to be both
less difficult and less controversial than determinations of whether or not to
"discover" a new positive right. Indeed, it is noticeable that the
many gay-rights decisions mentioned above did not create any significant
backlash in their states, even though those states are often generally regarded
as conservative. Perhaps this is because language about limited governmental
power suits Americans, and American political culture, more often than does
language about new positive rights.
Perhaps this last point should come as no surprise either, at this moment in
history. The twentieth century was the century of governmental power expanded to
a maximum. It is perhaps no coincidence that it was also the century that saw
more war, and more government-sponsored genocide and slaughter, than any other
in memory. As Assistant Secretary of State for Human Rights John Shattuck notes,
in the twentieth century, "the number of people killed by their own
governments under authoritarian regimes is four times the number killed in all
this century's wars combined." [FN85]
As Neal Stephenson reminds us, the twentieth century was one in which limits on
state power were removed in order to
let the intellectuals run with the ball, and they screwed everything up and turned
the century into an abattoir. . . . We Americans are the only ones who didn't
get creamed at some point during all of this. We are free and prosperous because
we have inherited political and value systems fabricated by a particular set of
eighteenth-century intellectuals who happened to get it *537
right. But we have lost touch with those intellectuals. [FN86]
Given the dreadful record of the twentieth century's experiment with government
power unleashed in the name of public good, a renewed appreciation for
government power of a more modest sort might be a good thing. In rediscovering
the Framers' conception of limited government, these cases may serve to point
the way.
[FNa1]. J. D. Yale Law School (1985);
B. A. University of Tennessee (1982). The author is Professor of Law, University
of Tennessee.
[FNaa1]. J. D. University of
Michigan (1985); B. A. Brown University (1982). The
author is the Research
Director, Independence Institute; an Associate Policy Analyst, Cato Institute;
and the Director, Center on Digital Economy, Heartland Institute.
[FN1]. See, e.g., William J. Novak, Salus Populi: The Roots of Regulation in America, 1787-1873
(1991); William J. Novak, The Well-ordered Market: Law and Economic Regulation
in 19th-Century America, 18 L. & Soc. Inq. 1, 7-10 (1993); Joan Williams,
The Rhetoric
of Property, 83 Iowa L. Rev. 277, 336-38 (1998).
[FN2]. Christopher G. Tiedeman, A
Treatise on the Limitations of the Police Power in the United States, at 4-5,
(1886), citing Thorpe
v. Rutland R.R., 27 Vt. 140, 149-50 (1854).
[FN3]. Ernst Freund, The Police Power:
Public Policy and Constitutional Rights 6 (Arno Press 1976) (1904) (emphasis in
original).
[FN4]. See
Stokes
v. County Clerk, 264 P.2d 959, 961-62 (Cal. 1953) (holding that requiring
disclosure of race and color on application for marriage license is a valid
exercise of police power).
[FN5]. 348
U.S. 26, 32 (1954).
[FN6]. See Robert Bork, The Tempting of
America: The Political Seduction of the Law 254-55 (1990). According to Bork:
Suppose that the lawyer for Connecticut in Griswold argued that a majority, or
even an intense and politically influential minority, regarded it as morally
abhorrent that couples capable of procreation should copulate without the
intention, or at least the possibility, of conception. Could the Court
demonstrate that this moral view is wrong or that moral abhorrence is not an
important and legitimate ground for legislation?
Id. at 234. Moreover:
The law prohibiting the use of contraceptives impairs their sexual
gratifications. The state can assert, and at one stage in the litigation did
assert, that the majority of Connecticut's citizens believes that the use of
contraceptives is profoundly immoral. Knowledge that it is taking place and that
the state makes no attempt to inhibit it causes those in the majority moral
anguish and so impairs their gratifications.
Id. at 257-58. For a further discussion of Bork's work in this vein see Glenn
Harlan Reynolds, Sex,
Lies and Jurisprudence: Robert Bork, Griswold, and the Philosophy of Original
Understanding, 24 Ga. L. Rev. 1045, 1096-1103 (1990).
[FN7]. 1 William Blackstone,
Commentaries * 250.
[FN8]. Joseph Story, Commentaries on
the Constitution of the United States 510-11 (Ronald D. Rotunda & John E.
Nowak eds., 1987). Justice Story's spelling of "trancendental" is
different from modern spelling, but not erroneous. Story
was writing before Noah Webster's dictionary standardized American spelling.
[FN9]. 3
U.S. (3 Dall.) 386, 387-88 (1798).
[FN10].
Calder,
3 U.S. at 398-99.
[FN11]. Gordon Wood, The Creation of
the American Republic: 1776-1787, 600 (1969) (quoting Iredell).
[FN12]. 2 James Kent, Commentaries on
American Law 340 n.2 (12th ed. O.W. Holmes Jr. ed., 1873) (1826).
[FN13]. Thomas M. Cooley, General
Principles of Constitutional Law iv, 310- 327 (1998) (2d ed. 1891).
[FN14]. Id. at 238.
[FN15]. Id. at 238-39.
[FN16]. See Ex Parte
Kubach,
85 Cal. 274, 276 (1890) (ordinance made it a crime for
a city contractor to require employees to work more than eight hours a day),
cited in Cooley, supra note 13, at 242 n.5; Gaines
v. Burford, 1 Dana (Ky.) 479 (1833) & Violett
v. Violett, 2 Dana (Ky.) 323 (1834) (property owner cannot be compelled to
improve his own real estate), cited in Cooley, supra note 13, at 248.
[FN17]. Freund, supra note 3, at
60-61. Many cases support this proposition. See, e.g., Wisconsin
M. & P. R.R. Co. v. Jacobsen, 179 U.S. 287, 301 (1900) (holding that
statute's legality depends on "whether it is a reasonable or an
unreasonable exercise of legislative power over the subject matter
involved."); Plessy
v. Ferguson, 163 U.S. 537, 551 (1896) (rejecting argument that upholding
Constitutionality of segregation in transportation could lead to arbitrary
legislation because "every exercise of the police power must be
reasonable."); Reagan
v. Farmer's Loan & Trust Co., 154 U.S. 362, 397 (1894) (holding that
governments may impose rate regulations on business, but courts must inquire if
the regulation "is unjust and unreasonable, and such as to work a practical
destruction to rights of property...."); Toledo,
W. & W. Ry. Co. v. Jacksonsville, 67 Ill. 37, 41 (1873) (holding that
requirement that railroad keep a flagman at every railroad crossing is
unreasonable); Rideout
v. Knox, 148 Mass. 368, 373 (1889) (reasoning that small limitations on
property rights are legitimate uses of police power, but that "larger ones could
not be, except by the exercise of the right of eminent domain.").
[FN18]. Freund, supra note 3, at 118.
Courts are more rigorous in reviewing municipal legislation than in review state
legislation. See id. at 132-33.
[FN19]. Id. at 134 (quoting from In
re Morgan, 26 Colo. 415, 424 (1899)).
[FN20]. Id.
at 416. Freund added that convenience regulations would be appropriate for a
monopoly, or for a company which had been granted special privileges. See id.
[FN21]. Freund distinguished the
police power from criminal legislation. The latter was directed at "the
punishment of acts intrinsically vicious, evil, and condemned by social
sentiment; the province of the police power is the enforcement of merely
conventional restraints, so that in the absence of positive legislative action,
there would be no possible offense." Id. at 21-22.
[FN22]. Such an approach is also
inconsistent with the Tenth Amendment, which provides that "[t]he powers
not delegated to the United States by the Constitution, nor
prohibited by it to the States, are reserved to the States respectively, or to
the people." U.S.
Const. amend. X. This language makes clear that there are some powers of
government that are reserved "to the people" and hence not within the
legitimate sphere of either federal or state governments. Reading the Tenth
Amendment together with the Ninth Amendment, which provides that "[t]he
enumeration in the Constitution, of certain rights shall not be construed to
deny or disparage others retained by the people," strengthens this view. U.S.
Const. amend. IX.
[FN23]. Or, in an alternative
formulation, where the legislation is "fit for the ordinary purposes for
which laws are passed." See Daniel Farber, The "Unwritten
Constitution" and the U.C.C., 6 Const. Commentary 217, 220 (1989).
[FN24]. 842
S.W.2d 588 (Tenn. 1992).
[FN25]. See, e.g., Kass
v. Kass, 673 N.Y.S.2d 350, 354 (Ct. App. 1998); Kass
v. Kass, 663 N.Y.S.2d 581, 586 (A.D. 2d Dept. 1997); Janicki
v. Hospital of St. Raphael, 744 A.2d 963, 970 (Conn. Super. Ct. 1999); Hecht
v. Superior Court, 16 Cal. App. 4th 836, 846 (1993) (following or discussing
Davis).
[FN26]. Story, supra note 8, at 511; Davis,
842 S.W.2d at 599 (quoting Thiede
v. Town of Scandia Valley, 14 N.W.2d 400, 405 (Minn. 1944)).
[FN27]. Davis,
842 S.W.2d at 599-600 (quoting the Tennessee Constitution).
[FN28]. See id. The "right of
revolution" mentioned by the court is not unique to Tennessee as the court
thought. The New Hampshire Constitution declares:
Government being instituted for the common benefit, protection, and security, of
the whole community, and not for the private interest or emolument of any one
man, family, or class of men; therefore, whenever the ends of government are
perverted, and public liberty manifestly endangered, and all other means of
redress are ineffectual, the people may, and of right ought to reform the old,
or establish a new government. The doctrine of nonresistance against arbitrary
power, and oppression, is absurd, slavish, and destructive of the good and
happiness of mankind.
N.H. Const. art. I, 10. It is, however, possible that Tennessee is the only
state whose official history speaks approvingly of armed rebellion against the
duly constituted authorities. See A History of Tennessee, in State of Tennessee,
Tennessee Blue Book, 321, 406-07 (1998) (describing the "Battle of
Athens," in which ex-GIs shot it out with the Sheriff and fifty
"deputies" defending the corrupt political machine in McMinn County,
Tennessee as the beginning of a statewide cleanup of corrupt politics).
[FN29]. Hawk
v. Hawk, 855 S.W.2d 573, 581 (Tenn. 1993) (holding that neither courts nor
legislatures may properly intervene in parenting decisions absent significant
harm to the child from those decisions).
[FN30]. In
re Askew, 993 S.W.2d 1, (Tenn. 1999).
[FN31]. Hawk,
855 S.W.2d at 581; see also Beagle
v. Beagle, 678 So. 2d 1271, 1276 (Fla. 1996) (basing action on Fla.
Const. Art. I, § 23, an explicit right of privacy).
[FN32]. 842
S.W.2d 487, 490-97 (Ky. 1993).
[FN33]. 478
U.S. 186, 192 (1986). The Kentucky Supreme Court does not merely reject
Bowers' analysis; it is almost tart in its juxtaposition of the Ninth
Amendment's language regarding unenumerated rights with the holding in Bowers.
See Wasson,
842 S.W.2d at 493.
[FN34]. Wasson,
842 S.W.2d at 491.
[FN35]. Id.
at 494 (emphasis added) (citation omitted) (quoting J. Proctor Knott).
[FN36]. Wasson,
842 S.W.2d at 494-95 (quoting Commonwealth
v. Campbell, 117 S.W. 383, 385-87 (Ky. 1909).
[FN37]. Id. at 495.
[FN38]. Id. at 498 (quoting A.L.I.,
Model Penal Code and Commentaries, Part II., 1980 ed., pp. 371-72).
[FN39]. Id. at 501.
[FN40]. Id. at 502.
[FN41]. Commonwealth
v. Bonadio, 415 A.2d 47, 50 (Pa. 1980) (internal quotations and citations
omitted).
[FN42]. Campbell
v. Sundquist, 926 S.W.2d 250, 265 (Tenn. App. 1996).
[FN43]. Id.
at 265-66.
[FN44]. Id.
at 261-62. The court also quotes the Prohibition-era Cravens
v. State, 256 S.W. 431 (1923), for its strong language on the sanctity of
the home as against state regulation.
[FN45]. Powell
v. State, 510 S.E.2d 18 (Ga. 1998).
[FN46]. Id.
at 22 (citations omitted) (quoting Pavesich
v. New England Life Ins., 50 S.E. 68 (Ga., 1905)).
[FN47]. Id. at 25 (citing Commonwealth
v. Bonadio, 415 A.2d 47, 49-50 (Pa. 1980)).
[FN48]. Id. at 27 (Sears, J.,
concurring).
[FN49]. Baker
v. State, 744 A.2d 864 (Vt. 1999).
[FN50]. See id.
at 885.
[FN51]. Id. Baker held that the test
is whether "the law bears a reasonable and just relation to the government
purpose," which must be the "common benefit of the community" and
not just for the advantage of persons "who are a part only of that
community." Id. at 878-79.
The State's remaining claims (e.g., recognition of same-sex unions might foster
marriages of convenience or otherwise affect the institution in
"unpredictable" ways) may be plausible forecasts as to what the future
may hold, but cannot reasonably be construed to provide a reasonable and just
basis for the statutory exclusion. The State's conjectures are not, in any
event, susceptible to empirical proof before they occur.... [T]o the extent that
state action historically has been motivated by an animus against a class, that
history cannot provide a legitimate basis for continued unequal application of
the law.
Id. at 885.
[FN52]. See Reynolds, supra note 6,
at 1096-1103.
[FN53]. See id.
[FN54]. Story, supra note 8, at 511.
[FN55]. 842
S.W.2d at 599.
[FN56]. See, e.g., Schmitt
v. State, 590 So. 2d 404, 410 (Fla. 1991) (holding that harmless and
discreet acts are never "lascivious" merely because they are
unorthodox; rather, they must substantially intrude upon the rights of third
parties); People
v. Onofre, 51 N.Y.2d 476, 485-86 (1980) (striking down New York sodomy
statute on grounds of equal protection); Williams
v. Pryor 41 F. Supp. 2d 1257, 1274 (N.D. Ala., 1999) (Alabama anti-vibrator
statute lacked rational basis).
[FN57]. See, e.g., Frances Lee Ansley,
Stirring
the Ashes: Race, Class and the Future of Civil Rights Scholarship, 74 Cornell L.
Rev. 993 (1990); Glenn Harlan Reynolds, Is Democracy
Like Sex? 48 Vand. L. Rev. 1635 (1995); Glenn Harlan Reynolds, Chaos
and the Court, 91 Colum. L. Rev. 110 (1991); J.B. Ruhl, The Arrow
of the Law in Modern Administrative States, 30 U.C. Davis L. Rev. 405 (1997);
J.B. Ruhl, Complexity
Theory as a Paradigm for the Dynamical Law-and-Society System, 45 Duke L.J. 849
(1996);
[FN58]. See Reynolds, Chaos and the
Court, supra note 57, at 116; Reynolds, Is Democracy Like Sex?, supra note 57,
at 1660.
[FN59]. Such an approach would
certainly be consistent with the Campbell opinion quoted in Wasson, 842 S.W.3d
at 494-95 (holding no legitimate legislative interest in private liquor
consumption). See also Ravin
v. State, 537 P.2d 494 (Alaska, 1975) (holding that ban on smoking marijuana
in own home is beyond legislative power); but cf. Laird
v. State, 342 So. 2d 962 (Fla. 1977). As for the medical use of marijuana,
Freund observed, in connection with liquor:
All prohibitory laws make an exception in favor of sales for medical purposes.
This is not a legislative indulgence but a constitutional necessity, since the
state could not validly prohibit the use of valuable curative agencies on
account of remote possibility of abuse. "[T]he power of the legislature to
prohibit the prescription and sale of liquor to be used as medicine does not
exist, and its exercise would be as purely arbitrary as the prohibition of its
sale for religious purposes...."
The right to an adequate supply of medicines cannot be cut off by the
legislature, and when legal provisions would have such effect they must that
extent be inoperative.
Freund, supra note 3, at 210-11 (quoting Sarrls
v. Commonwealth, 83 Ky. 327, 332-33 (1885)).
[FN60]. See
Stanley
v. Georgia, 394 U.S. 557, 565 (1969) (declaring ban on simple possession of
obscenity unconstitutional). But see United
States v. Thomas, 74 F.3d 701, 710 (6th Cir. 1996) (finding that downloading
of Internet pornography not protected under Stanley if the defendants
transported pornography for commercial purposes).
[FN61]. S.B. 34, 62d General
Assembly, 2d Reg. Sess. (CO 2000).
[FN62]. See
Colorado
Springs v. Grueskin, 422 P.2d 384, 388 (CO 1967) (en banc) (striking down
gasoline delivery regulations after expert testimony showed that the regulations
did not protect public safety).
[FN63]. Samuel Williston, Freedom of
Contract, 6 Cornell L. Q. 365, 375- 76 (1921).
[FN64]. If there is a problem with
posting the Ten Commandments, the problem arises from the First Amendment's
establishment clause, and not from the police power. Should a city council vote
to post "Ten Secular Standards of Good Moral Conduct," the act would
be within the police power.
[FN65]. Freund suggested that the
proper question was whether the immoral act was taking
place in public--such as soliciting a streetwalker, or selling obscenity as a
matter of business, or was beyond the notice of "a non- consenting
party"--such as "purely private correspondence though of an immoral
character (arranging for an assignation, etc.)" Freund, supra note 3, at
483 n.31. Likewise, laws against the sale of liquor were reasonable, but laws
against private consumption would not be. See id. at 484-85.
[FN66]. For example, Kopel does not
agree with the Vermont court's decision in the gay marriage case.
[FN67].
739
So. 2d 368, 374 (La. App. 1st Cir. 1999).
[FN68].
Id.
at 372.
[FN69]. See id.
[FN70]. See id. at 372-73.
[FN71]. Id. at 371.
[FN72]. Id. at 372.
[FN73]. See id.
[FN74]. See id.
[FN75]. Id. at 373 (Carter, C.J. and
Whipple, J., concurring).
[FN76].
United
States v. Lopez, 514 U.S. 549, 552 (1995) (quoting U.S. Const. art I, §8).
[FN77]. See Printz
v. United States, 521 U.S. 898, 922 (1997); Lopez,
514 U.S. at 566.
[FN78]. See Romer
v. Evans, 517 U.S.620 (1996) (holding that anti-gay rights ballot measure
fails rational basis test); Cleburne
v. Cleburne Living Center, 473 U.S. 432 (1985) (finding zoning regulations
irrational because they do not achieve their asserted, legitimate goals); Williams
v. Vermont, 472 U.S. 14 (1985) (holding that tax credit for purchasers of
out-of- state cars that only state residents could receive violated the Equal
Protection Clause; decision was not based on the right to interstate travel); Hooper
v. Barnalillo County Assessor, 472 U.S. 612 (1985) (rejecting tax exemptions
for person who is a resident before a particular date); Metropolitan
Life Ins. Co. v. Ward, 470 U.S. 869, 883 (1985) (eliminating statute that
gave tax preference to domestic insurance industries); Zobel
v. Williams, 457 U.S. 55 (1982) (finding that payment of benefits to state
residents based on length of residence violated Equal Protection Clause; right
to travel not invoked); Mathews
v. De Castro, 429 U.S. 181, 185 (1976) (finding a reasonable basis existed
to provide married women with Social Security benefits not available to divorced
women); cf. Mathews
v. Lucas, 427 U.S. 495, 510 (1976) (finding a reasonable basis existed to
permit Congress to differentiate between legitimate and illegitimate children
for Social Security benefits).
[FN79]. Jeffrey Rosen,
Class
Legislation, Public Choice, and the Structural Constitution, 21 Harv. J. L.
& Pub. Pol'y. 181, 187 (1997) (emphasis in original). As Freund
explained:
It is an elementary principle of equal justice, that where the public welfare
requires something to be given or done, the burden be imposed or distributed
upon some rational basis. This principle lies at the foundation of the law of
taxation, and applies equally to the police power. With reference to the latter
it may be expressed by saying that to justify the imposition of a burden there
must be some connection of causation or responsibility between the
person selected or the right impaired and the danger to public welfare or the
public burden which is sought to be avoided or relieved.
Freund, supra note 3, at 635. That the principle is not the novel creation of
the Fourteenth Amendment is underscored by the first case Freund used for
illustration: an 1855 Illinois decision striking down a railroad liability law.
Freund specifies:
[R]ailroads were liable to pay the expenses of a coroner's inquest and burial
not only if a person should be killed by its cars or machinery or any accident
thereto, but also if any person should die on any of its cars. If a person
happens to die on a railroad car from illness, there is evidently not the
slightest causal connection between the business of the railroad company and the
public inconvenience and loss for which the statute seeks to make the railroad
company responsible.
Id. (citing Ohio
& Mississippi Ry. Co. v. Lackey, 78 Ill. 55, 57 (1875)).
[FN80]. See
Saenz
v. Roe, 526 U.S. 489, 501 (1999) (rooting right to travel in
"privileges and immunities" clause of 14th Amendment to Federal
Constitution). Cf. Laurence Tribe, Saenz
sans Prophecy: Does the Privileges or Immunities Revival Portend the Future - or
Reveal the Structure of the Present? 113 Harv. L. Rev. 110, 112 (1999)
("certain rights ... partake simultaneously of personal self-government and
of the system of definitions and relations that describe
the form of state and federal self-government that the original Constitution as
modified by the Fourteenth Amendment brought about.").
[FN81].
Wasson,
842 S.W.2d at 494-95.
[FN82]. Richard A. Epstein, Simple
Rules for a Complex World, 128-148 (1995).
[FN83]. Daniel Farber, The
"Unwritten Constitution" and the U.C.C., 6 Const. Commentary 217, 220
(1989).
[FN84]. Cf. Brannon P. Denning &
Brooks R. Smith, Uneasy Riders: The Case for a Truth-in-Legislation Amendment,
1999 Utah L. Rev. ___ (forthcoming) (discussing the renewed enforcement, by
state courts, of substantive limitations on the form that legislation may take).
[FN85]. Robert J. Cottrol &
Raymond T. Diamond, The Fifth
Auxiliary Right, 104 Yale L.J. 995, 1025-26 n.141 (1995) (quoting Shattuck).
[FN86]. Neal Stephenson, In the
Beginning... was the Command Line 53 (1999).
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